---
title: Requirements - Managing Regulatory Requirements
description: The Requirements feature helps compliance teams simplify management by tracking rules, creating tasks, and uploading evidence in a single location.
---

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# Requirements - Managing Regulatory Requirements

## The Requirements feature helps compliance teams simplify management by tracking rules, creating tasks, and uploading evidence in a single location.

### Key Functions

#### 1. **Navigation**

- Access the **Requirements** section from the left-hand menu.
- View and manage requirements tied to compliance **Frameworks**.

#### 2. **Frameworks**

- On the left panel, select from applicable **Frameworks** (e.g., Rules on Digital Assets Exchange (DAX), SEC Regulations, etc.).
- Frameworks group related requirements to streamline compliance mapping.

#### 3. **Requirements View**

- Toggle between:
  
    - **All Requirements**: Full list of mapped compliance items.
    - **Out of Scope**: Requirements marked irrelevant by you, for your license or entity.
- Use the **Search bar** to quickly find a requirement.
- Apply **Filters** to narrow down requirements (e.g., status, period).

#### 4. **Requirement Details**

Each requirement row displays:

- **ID & Title** (e.g., `NG_DAS_VASP_292`)
- **Description** of the compliance requirement.
- **Participant**: Entity responsible (e.g., Digital Asset Exchange).
- **Period**: Frequency of compliance activity (e.g., "on need basis").
- **Tasks**: Linked compliance tasks (e.g., “TASK CONFIGURATION”).

#### 5. **Task Management**

- Click **on the compliance requirement,** and go to **Tasks tab** to link or create compliance tasks for a requirement.
- Tasks ensure compliance obligations are actionable and trackable.

#### 6. **Actions**

- Use the three-dot menu/ ellipsis (`⋮`) on each requirement to:
  
    - View rule
    - View rule history
    - Mark as complete
    - Mark Out of scope

#### Requirements Workflow Example

1. **Select Framework** – Choose the regulatory framework you must comply with.
2. **Review Requirements** – Read through obligations in the requirements/ rules.
3. **Assign Tasks** – Configure tasks under each requirement (e.g., setting controls for investor records).
4. **Upload Evidence** – Attach proof of compliance (e.g., audit logs, system reports).
5. **Track Progress** – Monitor assigned tasks and completion within Task Management.

#### Benefits

- Centralized view of all compliance requirements.
- Easy **task-to-requirement mapping** for accountability.
- Quick search and filter to find obligations.
- Continuous monitoring of compliance readiness.

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